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Indian Pediatr 2009;46: 775-780 |
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Score for Neonatal Acute Physiology II
Predicts Mortality and Persistent Organ Dysfunction in Neonates
with Severe Septicemia |
Venkataseshan Sundaram, Sourabh Dutta, *Jasmina Ahluwalia and Anil Narang
From the Departments of Pediatrics and *Hematology,
Postgraduate Institute of Medical Education and Research,
Chandigarh , India.
Correspondence to: Dr Sourabh Dutta, Additional
Professor, Department of Pediatrics,
PGIMER, Chandigarh 160012, India.
E-mail: [email protected]
Manuscript received: March 18, 2008;
Initial review: May 6, 2008;
Accepted: October 3, 2008.
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Abstract
Objective: To investigate the relationship
between score for neonatal acute physiology II (SNAP II) applied within
12 hours from the onset of severe sepsis, and death and persistent organ
dysfunction (OD).
Design: Prospective cohort study.
Setting: Level III neonatal intensive care unit.
Participants: Neonates with severe sepsis.
Intervention:SNAP II was applied within the first
12 hours from the onset of severe sepsis. Neonates with major
malformations, severe asphyxia and prior blood products were excluded.
Major outcome measure: Death at day 14 from
enrolment.
Results: Forty neonates completed the study.
Twenty-five died within 14 days. The median SNAP II was significantly
higher in babies who died versus those who survived [median (IQR): 43
(36 – 53.5) vs 18 (16 - 37), P<0.001]. A SNAP II greater
than 40 had 88% positive predictive value for death and persistent OD
each, and 86.6% and 86% specificity for death and persistent OD,
respectively. On day 14 from enrolment, more organs normalized/improved
in the subjects with SNAP II of £40.
Perfusion related SNAP II parameters were significantly associated with
death and organ dysfunction.
Conclusions: Severely septicemic neonates with
high SNAP II scores (>40) have a higher risk of dying and persistent
organ dysfunction. Individual SNAP II parameters do not contribute
equally in prediction of mortality.
Keywords: Mortality, Neonate, Organ dysfunction, Sepsis, SNAP
II.
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N eonatal septicemia may lead to a
systemic inflammatory response syndrome (SIRS) and untreated, progresses
to severe septicemia, and organ dysfunction (OD)(1). Application of
severity scores in this condition may be useful for prognostication and
evaluation of the effectiveness of therapeutic protocols in the Neonatal
Intensive Care Unit (NICU). Various scoring systems viz. score for
neonatal acute physiology (SNAP)(2), the SNAP perinatal extension
(SNAP-PE)(3), and clinical risk index for babies (CRIB)(4) have been used
to assess the severity of illness in newborns.
The SNAP, SNAP-PE and their next generation variants
SNAP II and SNAP-PE II have been primarily used in NICUs, where newborns
are admitted immediately after delivery(5). No study has attempted to use
SNAP or SNAP II parameters as prognostic markers among neonates after the
onset of sickness in the NICU. This study investi- gates the relationship
between SNAP II applied within 12 h from the onset of severe septicemia,
and outcome in the form of mortality and persistent organ dysfunction,
separately, at day 14 from enrollment in neonates less than 28 days age.
Methods
This prospective cohort study was conducted in the
level III neonatal intensive care unit of a referral institute in Northern
India. The data presented here was obtained as part of another study on
the association between low plasma protein C values and mortality, the
details of which are available elsewhere(6). Neonates (<28 days),
diagnosed to have septicemia (defined as clinical signs and either blood
culture or sepsis screen positive or radiological evidence of pneumonia)
with evidence of SIRS and OD were eligible for enrolment(6). Sepsis screen
consisted of C reactive protein (CRP), micro erythrocyte sedimentation
rate (mESR), total leukocyte count (TLC), absolute neutrophil count (ANC)
and immature to total ratio (ITR), and was considered positive if any two
or more out of these five were abnormal. CRP was considered positive above
10 mg/L, mESR above 10 mm in first hour or ‘age in days +3’ mm in the
first 7 days, TLC less than 5000 per mm 3,
ANC according to Manroe’s and Zipursky’s charts and ITR above 20% (7,8).
Presence of at least 2 of the 4 criteria defining SIRS
and evidence of at least one OD within the 24 hour period preceding entry
into the study was deemed essential along with evidence of septicemia.
SIRS criteria framed by Adams-Chapman and Stoll(9) were adapted for
newborns, with age-appropriate changes introduced for temperature,
hypoxemia and oliguria. Organ dysfunction criteria were adapted from a
previous study done for the safety assessment of activated protein C (APC)
administration in severely septic children(10).
All enrolled neonates had their illness severity
assessed using SNAP II(5). This score consists of 6 physiological
parameters, namely lowest mean arterial pressure (MAP), worst ratio of
partial pressure of oxygen (PaO 2) to
fraction of inspired oxygen (FiO2), lowest temperature (in ºF), lowest
serum pH, occurrence of multiple seizures, and urine output (<1mL/kg/hr).
The data collection window was the first 12 hours from the onset of severe
septicemia, during which period the above parameters were prospectively
recorded. Weighted scores were given based on the presence or absence of
each parameter. Higher scores indicate more severe illness. Severity of
the illness was arbitrarily graded according to the SNAP II score as
follows: Mild: 1-20, moderate: 21-40, and severe: >40.
Neonates with major congenital malformations, severe
birth asphyxia (Apgar <4 at 5 minutes) or who had received blood products
before sampling for plasma protein C activity assay were considered not
eligible for the study. Neonates who satisfied the eligibility criteria
were enrolled after explaining the nature of the study to the parents and
obtaining a written informed consent. The study had the approval of the
Institute Ethics Committee.
All subjects were followed up until remission of OD or
death, whichever was earlier, up to a maximum of 14 days. Evolution of OD
was evaluated using the same OD criteria used at enrollment(6).
Investigations of OD were repeated during the study period as per a
pre-defined protocol. Sampling was coordinated with routine sampling, to
minimize needle pricks and trauma. A sample size of 40 was recruited to
suit the requirements of our primary study(6).
The key outcome measure was difference in SNAP II
between survivors and non-survivors. Secondary outcomes were difference in
SNAP II between neonates with and without persistent OD on day 14 from
enrollment, and discriminatory ability of SNAP II for death and persistent
OD on day 14 from enrolment.
Categorical variables were analyzed by Chi square test
with continuity correction or Fisher’s Exact test and continuous variables
by Student’s t test or Mann Whitney U test, depending on
distribution. Receiver-operator characteristic (ROC) curves were
constructed for SNAP II to identify the best trade off for SNAP II value
to predict the risk of mortality as well as for the individual SNAP II
parameters to assess their diagnostic accuracy.
Results
Seventy-four neonates met inclusion criteria. Thirty
four were excluded (7 for receiving prior blood products, 6 for severe
birth asphyxia, 2 for major congenital malformations, 2 for hemolysed
blood sample and 17 for logistic reasons like patient not accessible to
the investigator and non-functioning status of the analyzer), thus leaving
40 babies to complete the study.
The characteristics of the enrolled neonates are
described in Table I. Blood culture was positive in 33
babies (82.5%), septicemia screen in 35 babies (87.5%) and chest X-ray
in 24 (60%) neonates. All 7 culture negative subjects had a positive
sepsis screen. The etiologic organisms are described in Table II.
TABLE I
Baseline Characteristics of Study Subjects (N=40)
Baseline characteristic |
Values |
Gestation in wks (mean ± SD) |
30.2 ± 2 |
Birth weight in gms (mean ± SD) |
1188.3 ± 282.8 |
Growth status* (%)
AGA |
28 (70) |
SGA |
12 (30) |
Males (%) |
27 (67.5) |
Day of onset of illness (median, IQR) |
4 (3-6) |
* SGA – small for gestational age; AGA – appropriate for gestational age
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TABLE II
Distribution of Organisms in Blood Culture and Their Relation With SNAP II Scores
Organism |
Total culture
positive
(n=33) |
SNAP II
scores
Mean ± SD |
Alcaligenes fecalis |
8 (24.2) |
34.6±17.8 |
Klebsiella pneumoniae |
8 (24.2) |
35+17 |
Escherichia coli |
7 (21.2) |
31.8 ± 14 |
MRSA* |
4 (12.1) |
41±24.6 |
Enterobacter aerogenes |
4 (12.1) |
40.7±6.9 |
LFGNB* |
1 (3.1) |
53 |
Enterococcus fecalis |
1 (3.1) |
42 |
Figures in parentheses are percentages. P value for one way analysis of variance (ANOVA) was >0.05.
*MRSA – methicillin resistant staphylococcus aureus, LFGNB-lactose fermenting gram negative bacilli.
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Twenty-five babies died within the 14-day observation
period due to septicemia. The study population had a median SNAP II score
of 37 (IQR 18.5-47.5) at enrollment. Thirty five percent of the study
subjects had moderate illness (SNAP II=21-40) and 40% had severe illness
(SNAP II>40). The median SNAP II was significantly higher in the babies
who died versus those who survived [median (IQR) 43 (36 – 53.5) vs
18 (16 - 37), respectively; P<0.001]. The death rates by SNAP II
category were 20% for mild, 64% for moderate, and 87.5% for severe.
Sensitivity, specificity, and predictive values of a SNAP II greater than
40 is documented in Table III. The area under the
Receiver-Operator characteristic (ROC) curve for SNAP II curve was 0.82
(95% CI 0.68-0.95, P<0.001).
TABLE III
SNAP II More Than 40 as a Prognostic Test for Death and Organ Dysfunction
Factors |
% Predictive value
(95% CI) for death |
% Predictive value
(95% CI) for OD |
Sensitivity |
60 (40.7-76.6) |
58 (39-74.5) |
Specificity |
86.6 (62.1-96.3) |
86 (60-95.9) |
PPV |
88 (65.6-96.7) |
88 (65.6-96.7) |
NPV |
56.5 (36.8-74.4) |
52 (33-70.7) |
PPV: Positive
predictive value, NPV: Negative predictive value. |
The median number of organs involved at enrollment was
3.5 (IQR 3.0-4.0) whereas the median number of organs involved at day 14
was low [3.0 (IQR 2.0-4.0), P=0.004]. In 14 babies (35%), the OD
improved by day 14. Lungs were the most frequently involved organ at
enrollment (97.5%), followed by the hematologic system (90%) with 32.5% of
these cases having disseminated intravascular coagulation (DIC). Seventy
five percent had cardiovascular involvement. Shock requiring vasoactive
drug support was present in 30 babies (75%) and renal failure was
diagnosed in 26 babies (65%) at enrollment.
Neonates with SNAP II greater than 40 had more organs
involved at enrollment compared to neonates with SNAP II less than or
equal to 40 (3.8±0.4 vs 2.9 ±0.8, P=0.001). The median SNAP
II was significantly higher in the babies in whom the OD persisted or
worsened versus in whom it normalized [Median (IQR): 42.5 (36.5-53) vs
18 (15.5-34) respectively; P<0.001]. On day 14 from enrolment,
more organs normalized/improved in the subjects with SNAP II of
³40
(2.96±0.8 vs 2.13±1.6; P=0.008) in comparison with the
subjects with SNAP II of greater than 40 (3.76±0.4 vs 3.53±0.7;
P=0.1).
When the individual SNAP-II parameters were analyzed,
it was found that parameters related to perfusion (MAP, acidosis, and
oliguria) were significantly associated with death as well as organ
dysfunction at day 14 (Table IV). Hypothermia and hypoxia
were observed more commonly in babies who died but did not attain
statistical significance. The area under ROC of lowest MAP, lowest pH,
lowest PaO 2/FiO2
ratio, urine output less than 1mL/kg/hour, and lowest temperature were
0.75 (95% CI 0.58-0.92, P=0.009), 0.78 (95% CI 0.63-0.93, P=0.004),
0.68 (95% CI 0.49-0.87, P=0.06), 0.70 (95% CI 0.53-0.88, P=0.03),
and 0.62 (95% CI 0.44-0.79, P=0.2), respectively.
TABLE IV
SNAP II Parameters and Outcome
Parameter |
Died
(n=25) |
Survived
(n=15) |
P |
OD* persisted
(n=26) |
OD* improved
(n=14) |
P |
MAP ≤29 mmHg |
22 |
7 |
0.009 |
22 |
7 |
0.03 |
Lowest blood pH (<7.20) |
22 |
7 |
0.009 |
23 |
6 |
0.007 |
PaO2/FiO2 ratio (<2.50) |
24 |
13 |
0.2 |
25 |
12 |
0.2 |
Urine output (<1mL/kg/hr) |
20 |
6 |
0.01 |
21 |
5 |
0.004 |
Lowest temperature (≤96ºF) |
4 |
2 |
0.7 |
5 |
1 |
0.5 |
Multiple seizures |
1 |
0 |
— |
1 |
0 |
— |
*OD – Organ dysfunction |
Discussion
This study is the first of its kind in neonates where
SNAP-II has been applied to neonates after onset of severe septicemia to
predict mortality and OD. Like other illness severity scores, SNAP II was
originally developed to predict the risk of dying(5) at admission to NICU
and for baseline risk adjustment to facilitate comparison of mortality
between NICU’s(11). Most previous studies have applied SNAP II to assess
the illness severity within the first 12 hours after admission in the
NICU(11-13). We felt that many babies may not be very sick at admission to
NICU and may develop severe sickness later in the course of NICU stay. The
SNAP-II at admission to NICU may not be able to capture the events when
the baby becomes sicker. Hence, we attempted to apply SNAP II within 12
hours from the diagnosis of severe septicemia in babies who were already
admitted in the NICU.
Our study cohort was different from that of the
previous studies by being sick to begin with, with a high median SNAP II
of 37(11-13). The median SNAP II was significantly higher in babies who
died in comparison with those who survived. An earlier study done in
mechanically ventilated term infants reported a significantly high mean
SNAP in babies who died in the first 2 weeks of life(13). Maiya, et al.(14)
from India have reported the mean SNAP in babies who survived versus
who died as 4.88 vs 17.38 (P<0.001). Both the above studies
used the older generation SNAP in babies at the point of admission to the
NICU. Being a physiological score of severity of illness, the higher the
score, the greater would be the physiologic derangement and hence greater
would be the organ involvement. Consistent with that we observed a higher
SNAP II in babies in whom the organ dysfunction persisted/worsened and
vice versa. This indicates that organ function recovery was better in
babies with a lower severity of illness.
Each parameter of SNAP II was derived by assigning
weighted points based on the relative risk of mortality conferred by the
presence of that parameter(5). We evaluated the individual parameters of
the score as they may not contribute equally to the risk prediction(13).
In our study, only those parameters indicating circulatory instability
like low mean arterial pressure, lowest blood pH and urine output were
significantly associated with death and/or organ dysfunction. There was no
difference in respiratory system involvement between those died and
survived which indicates that individual parameters of the SNAP II did not
contribute equally to the risk of dying. Shock predicted death but hypoxia
did not. This was observed despite lungs being the most common organ to be
involved. When we constructed ROC curves individually for each of the SNAP
II parameter, apart from the total SNAP II score, only the circulation
related parameters were associated with death with a moderate predictive
accuracy.
A limitation of this study was that the study group was
selected to satisfy the inclusion criteria for the primary study on
Protein C, hence, the data of the neonates who were excluded could not be
analyzed.
We conclude that neonates with severe septicemia are at
significantly higher risk of dying if they have high SNAP II scores. A
SNAP II greater than 40 has a moderate diagnostic accuracy in predicting
death as well as organ dysfunction and hence may be useful to clinicians
as an adjunct to other prognostic indicators. Individual SNAP II
parameters do not contribute equally in prediction of mortality with
circulatory parameters contributing the most to the total score.
Contributors: SD and VS conceptualized and
designed the study and also analyzed and interpreted the data. VS drafted
the manuscript. SD and AN substantially revised the manuscript for
important intellectual content. AN also helped in interpretation of the
data. JA conducted the hematological investigations and helped in
manuscript writing. SD will act as guarantor of the manuscript. The final
manuscript was approved by all the authors.
Funding: None.
Competing interests: None stated.
What is Already Known?
• SNAP II can predict mortality in neonates at
admission to the Intensive Care Unit.
What This Study Adds?
• SNAP II can predict mortality as well as organ
dysfunction in severely septic neonates; individual components of
the score do not have equal predictive ability.
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