test was used to determine statistical significance with regard to
heterogeneity. Assessment for the reporting bias using the funnel plot
was also not done in view of insufficient number of trials. Subgroup
analysis and sensitivity analysis were also not performed because of
only a few studies available for quantitative synthesis.
We performed statistical analysis using the Revman
software [8]. In concordance with the current recommendations [7], we
conducted the meta-analysis of included randomized controlled trials and
observational studies separately. In view of variation in studies with
respect to populations, interventions, comparators, outcome and
settings, the pooled effects were computed by random effects model. If
it was not possible to amalgamate the data from the included studies, we
provided a narrative synthesis of the results. For each primary outcome,
quality assessment of the results was carried out using the GRADE
approach [9].
Results
The search strategy for various databases is detailed
in Web Appendix 2, and the
results are summarized in
Fig. 1. We screened 24258 records, of which 177 were
potentially eligible. Of these 107 references were excluded and 62
publications (41 studies) were included in the final analyses [10-71].
Six studies (8 publications) were ongoing [72-79].
|
Fig. 1 The PRISMA flow chart.
|
The 41 included studies (Web
Table I) reported data on 113055 children.
Thirty-three trials were cluster randomized controlled trials, four were
CBA studies, and the remaining four were cluster non-randomized
controlled trials. Twenty trials were conducted in Africa, 17 in Asia
and 4 in Latin America. Twenty-three trials included infants or
preschool children (age <5 years), while the remaining included older
children as well. The intervention was hygiene promotion and education
in 15 trials, improvement in water supply, quality and storage in 10
trials, and improvement in sanitation in 7 trials. All three components
of WASH intervention (water, sanitation and hygiene) were studied in 4
trials. Water and sanitation improvement was studied in one trial, and
sanitation and hygiene in one study. Three trials had multiple
comparison groups and yielded different combinations of interventions
for analysis.
Web Fig.
1 and Web
Fig. 2
summarize the Risk of Bias for the included studies. The risk of bias
for random sequence generation was low for the 33 cluster randomized
controlled trials, unclear or high for two non-randomized controlled
trials, and high for the remaining six studies. The risk of bias for
allocation concealment was judged to be low in six, unclear in eight and
high in the remaining studies. Attrition was high or unequal in the
intervention and the control groups in eleven trials (high risk of
bias), unclear for two trials, and low for the remaining 28 trials. Four
trials were considered to be at high risk of bias on account of baseline
imbalance of clusters, whereas the risk of bias was unclear for three
trials, and low for remaining 34 trials. The cluster effect was not
taken into account while doing the statistical analyses in six trials,
and these were considered to be at high risk of bias for unit of
analysis error.
Effects of Interventions
Comparison 1: Hygiene vs. No Intervention (17 trials;
82456 participants) (Table I and
Web Appendix
3A)
TABLE I Effect of Hygiene Interventions (vs No Intervention) on Anthropometry, Nutritional Status,
and Non-Diarrheal Morbidity and Mortality
Outcome
|
Studies |
N |
Effect estimate (95% CI) |
Weight (kg) |
1 |
1272 |
0.20 (-0.12, 0.52)* |
Weight (Follow-up) |
1 |
1390 |
-0.20 (-0.53, 0.13)* |
Height (mm) |
1 |
1272 |
10.00 (-5.39, 25.39)* |
Height (Follow-up) (mm) |
1 |
1390 |
-10.00 (-24.77, 4.77)* |
Weight-for-age |
1 |
1272 |
0.00 (-1.26, 1.26)* |
WAZ (Follow-up) |
2 |
1691 |
0.00 (-0.09, 0.10)* |
Height-for-age |
1 |
1272 |
0.00 (-0.66, 0.66)* |
HAZ (Follow-up) |
2 |
1691 |
-0.00 (-0.10, 0.09)# |
Weight-for-Height |
1 |
1272 |
0.00 (-0.99, 0.99)* |
WFH (Follow-up) |
1 |
1390 |
-1.00 (-1.95, -0.05)* |
BMI Z-score (Follow-up) |
1 |
301 |
0.10 (-0.20, 0.40) * |
Low WAZ |
1 |
168 |
0.85 (0.46, 1.58)$ |
ARI (episodes/person-week) |
6 |
894427 |
0.76 (0.59, 0.98)$ |
Cough (episodes/ person-week) |
1 |
20980 |
0.90 (0.83, 0.97)$ |
URI (episodes/ person-week) |
2 |
231113 |
0.67 (0.35, 1.28)$ |
Laboratory-confirmed influenza |
1 |
44451 |
0.50 (0.41, 0.62)$ |
Fever |
2 |
25140 |
0.87 (0.74, 1.02)$ |
Skin infection |
2 |
214293 |
0.80 (0.51, 1.25)$ |
Conjunctivitis (episodes/person-week) |
1 |
533416 |
0.49 (0.45, 0.55)$ |
Intestinal parasite infection |
2 |
1456 |
0.65 (0.31, 1.37)$ |
School absence (episodes/person-week) |
4 |
587825 |
0.78 (0.76, 0.80)$ |
School absence (mean) |
1 |
10792 |
0.00 (-0.01, 0.01)* |
Mortality |
2 |
5158 |
0.65 (0.25, 1.70)$ |
*Mean difference ( 95% CI); #Standardized mean
difference (95% CI); $Risk ratio (95% CI); WAZ:
Weight-for-age Z score; HAZ: Height-for-age Z score; WFH:
Weight-for-height; ARI: Acute respiratory infection; URI: Upper
respiratory infection. |
For anthropometry, one trial [66] enrolling 1272
participants showed no evidence of difference (very low quality
evidence) in the change in anthropometry (weight, height, Z scores)
between intervention and control groups (Table I). Two
studies [16,66] evaluated the weight-for-age after long-term follow-up.
Pooled analyses (no significant heterogeneity; I²=0%, P=0.9)
showed no difference (very low quality evidence) in weight-for-age or
height-for-age. One trial [16] studied the impact of hygiene on BMI
Z-score on follow-up and reported no change (very low quality evidence).
The impact of hygiene interventions on other outcomes are also presented
in Table I. The number of episodes of ARI were 24% lower
in the hygiene intervention group (P=0.03; 6 trials, moderate
quality evidence) (Fig. 2) [26,44, 50,63,65,70]. Similar
benefits were also observed for cough (P=0.006; low quality
evidence) [63], and laboratory confirmed influenza (P<0.001; very
low quality evidence) [70]. Meta-analyses of data from four trials
[50,54,58,70] showed that hygiene intervention reduced absence from
school in children by 22% (P<0.001; moderate quality evidence).
There was no evidence of any effect of hygiene intervention on mortality
in children (P=0.38; low quality evidence).
|
Fig. 2 Forest plot of effect of
Hygiene intervention versus no Intervention on incidence of
acute respiratory infections (episodes/person-week).
|
Comparison 2: Water (Quality and Supply Improvement)
vs. No Intervention
TABLE II Effect of Interventions Focusing on Improvement in Water Supply or Distribution (vs No Intervention)
on Anthropometry, and Non-diarrheal Morbidity and Mortality
Outcome |
Studies |
Participants |
Effect Estimate (95% CI) |
WAZ |
1 |
121 |
0.03 (0.00, 0.06)* |
Cough |
1 |
5518 |
0.97 (0.84, 1.12)# |
Fever (episodes/person-wks) |
1 |
5518 |
1.02 (0.89, 1.18)# |
Ocular chlamydia |
1 |
557 |
1.35 (0.87, 2.09)# |
Active trachoma |
1 |
557 |
1.10 (0.93, 1.29)# |
School absenteeism (days absent/total child-school days) |
1 |
91946 |
0.99 (0.96, 1.02)# |
Mortality
|
5
|
4088
|
0.45 (0.25, 0.81)#
|
RCT
|
4 |
3739 |
0.45 (0.25, 0.82)# |
Non RCT |
1 |
349 |
0.50 (0.05, 5.43)# |
*Mean difference (95% CI); #Risk ratio (95% CI); WAZ:
Weight-for-age Z score; RCT: Randomized controlled trial. |
Table II presents the results
of the effect of improvement in water quality and supply on various
outcomes in children. Limited data from individual studies indicated
marginal improvement in anthropometry, but no evidence of any
significant benefit in reduction of morbidities or school absenteeism.
Five trials [25,27,29,32,53] with water intervention reported on
mortality data, showing a reduction in mortality by more than 50% (P=0.007;
very low quality of evidence) (Fig. 3 and
Web Appendix 3B).
|
Fig. 3 Forest plot of effect of Water
intervention on mortality.
|
Comparison 3: Improvement in Sanitation vs. No
Intervention
TABLE III Effect of Sanitation Interventions (vs No Intervention) on Anthropometry,
Nutritional Status, and Non-diarrheal Morbidity and Mortality
Outcome |
Studies |
Participants |
Effect Estimate (95% CI) |
Weight |
1 |
4315 |
-0.21 (-0.42, 0.01)* |
Height |
1 |
4360 |
-0.63 (-1.18, -0.08)* |
WAZ |
3 |
9719 |
-0.01 (-0.12, 0.10)* |
HAZ |
3 |
7462 |
-0.02 (-0.28, 0.23)* |
WHZ |
1 |
4108 |
-0.01 (-0.18, 0.16)* |
MUAC |
1 |
4388 |
-0.02 (-0.17, 0.12)* |
MUAC Z-score |
1 |
4388 |
0.00 (-0.13, 0.13)* |
BMI Z-score |
1 |
4104 |
-0.06 (-0.23, 0.11)* |
Stunting |
2 |
2791 |
0.88 (0.78, 0.99)# |
Cluster RCT |
1
|
2415 |
0.85 (0.77, 0.95)# |
CBA |
1 |
376 |
1.01 (0.76, 1.34)# |
Underweight |
2 |
2708 |
0.86 (0.76, 0.98)# |
Cluster RCT |
1
|
2452 |
0.85 (0.74, 0.98)# |
CBA |
1
|
256 |
0.98 (0.68, 1.42)# |
Wasting |
1 |
120 |
0.12 (0.02, 0.85) # |
RTI (number of episodes) |
1 |
5209 |
1.27 (1.12, 1.45)# |
RTI |
1 |
6017 |
0.01 (-0.02, 0.03)* |
Fever |
1 |
6015 |
-0.00 (-0.03, 0.02)* |
Helminth infection |
3 |
5326 |
0.74 (0.41, 1.33)# |
Cluster RCT |
2 |
4985 |
0.98 (0.86, 1.13)# |
CBA |
1 |
341 |
0.40 (0.28, 0.58)# |
C. trachomatis infection |
1 |
1211 |
1.01 (0.77, 1.33)# |
Clinically active trachoma |
2 |
1390 |
0.94 (0.83, 1.06)# |
School absence (mean) |
1 |
12262 |
-0.00 (-0.01, 0.01)* |
Mortality (<10 years) |
3 |
20086 |
1.03 (0.77, 1.39)# |
*Mean difference ( 95% CI); #Risk ratio (95% CI);
WAZ: Weight-for-age Z score; HAZ: Height-for-age Z score; WHZ:
Weight-for-height Z score; MUAC: Mid upper arm circumference;
RCT: Randomized controlled trial; CBA: Controlled before-after
study; RTI: Respiratory tract infection. |
Table III presents the effect of
improvement in sanitation on various outcomes. Data from individual
studies did not show any significant positive effect of
sanitation-related interventions on anthropometry of children, but there
was a marginal benefit in terms of reduction of prevalence of
underweight, wasting and stunting [13,56]. There was no evidence of
significant effect on morbidity or mortality (Fig. 4 and
Web Appendix 3C) [23,56,69].
|
Fig. 4 Forest plot of effect of
Sanitation versus no intervention on mortality (<10 years).
|
Comparison 4: Combined Interventions (Web
Appendix 3D to 3H)
TABLE IV Effect of Combined (Water, Sanitation or Hygiene) Interventions (vs No Intervention) on
Anthropometry, Nutritional Status, Non-diarrheal Morbidity and Mortality
Outcome
|
Studies |
Participants |
Effect Estimate (95% CI) |
Sanitation and Hygiene |
STH |
1 |
727 |
1.14 (0.87, 1.50)# |
School absence (mean) |
2 |
14337 |
-0.01 (-0.05, 0.02)* |
Water and Hygiene |
WAZ (Follow-up) |
1 |
320 |
-0.14 (-0.50, 0.22) * |
HAZ (Follow-up) |
1 |
320 |
-0.13 (-0.55, 0.29) * |
BMI Z-score (Follow-up) |
1 |
320 |
-0.05 (-0.39, 0.29) * |
Water and Sanitation |
Low weight-for-age |
1 |
197 |
0.77 (0.50, 1.19) # |
Water, Sanitation and Hygiene |
HAZ |
1 |
1899 |
0.22 (0.12, 0.32) * |
Stunting |
1 |
1899 |
0.87 (0.81, 0.94) # |
STH Prevalence |
2 |
1291 |
0.88 (0.60, 1.29) # |
Cluster RCT |
1 |
1113 |
1.06 (0.83, 1.36) # |
Cluster Non-RCT |
1 |
178 |
0.73 (0.57, 0.94) # |
School absence (mean) |
1 |
2263 |
-0.02 (-0.07, 0.02) * |
*Mean difference (95% CI); #Risk ratio (95% CI); STH: Soil
transmitted helminths; WAZ: Weight-for-age Z score; HAZ:
Height-for-age Z score; BMI: Body mass index; RCT: Randomized
controlled trial. |
TABLE V Effect of Any (Water, Sanitation or Hygiene) Intervention (vs No Intervention) on
Anthropometry and Nutritional Status of Children
Outcome |
Studies |
Participants |
Effect Estimate (95% CI) |
Weight (kg) |
2 |
5587 |
-0.02 (-0.42, 0.38)* |
Weight (Follow-up) |
1 |
1390 |
-0.20 (-0.53, 0.13) * |
Height (mm) |
2 |
5632 |
1.79 (-6.95, 10.53) * |
Height (Follow-up) (mm) |
1 |
1390 |
-10.00 (-24.77, 4.77) * |
WAZ/WFA |
5 |
11112 |
0.01 (-0.06, 0.09)# |
WAZ (Follow-up) |
2 |
2011 |
-0.01 (-0.10, 0.08) # |
HAZ/HFA |
5 |
10633 |
0.01 (-0.11, 0.14) # |
HAZ (Follow-up) |
2 |
2011 |
-0.01 (-0.10, 0.07) # |
WFH |
2 |
5380 |
-0.00 (-0.06, 0.05) # |
WFH (Follow-up) |
1 |
1390 |
-1.00 (-1.95, -0.05) * |
MUAC |
1 |
4388 |
-0.02 (-0.17, 0.12) * |
MUAC Z-score |
1 |
4388 |
0.00 (-0.13, 0.13) * |
BMI Z-score |
1 |
4104 |
-0.06 (-0.23, 0.11) * |
BMI Z-score (Follow-up) |
1 |
320 |
-0.05 (-0.39, 0.29) * |
Underweight/ Low WAZ |
4 |
3073 |
0.85 (0.76, 0.97)$ |
Stunting |
3 |
4690 |
0.87 (0.82, 0.93) $ |
Wasting |
1 |
120 |
0.12 (0.02, 0.85) $ |
*Mean difference (95% CI); #Standardized mean difference
(95% CI); $Risk ratio (95% CI); WAZ: Weight-for-age Z score;
HAZ: Height-for-age Z score; WFH: Weight-for-height; MUAC: Mid
upper arm circumference; BMI: Body mass index. |
Table IV shows the magnitude of the
effect in studies where more than one WASH interventions were delivered.
Data on two of the WASH interventions were available only from
individual studies [16,28,33,36,37,60], which did not document any
significant impact on anthropometry or morbidity. Table V
compares the effect of any of the WASH intervention (in comparison to no
intervention) on child health outcomes. There was no evidence of any
significant difference in the anthropometry (weight, height, BMI, Z
scores) between the intervention and control groups, but the prevalence
of underweight (Fig. 5), wasting and stunting (Fig.
6) was significantly less in intervention group [11,13,56,60].
|
Fig. 5 Forest plot of effect of
any WASH Intervention on risk of underweight (low
weight-for-age).
|
|
Fig. 6 Forest plot of effect of any
WASH Intervention on risk of stunting (low height-for-age).
|
Discussion
In this systematic review of 41 trials with WASH
interventions, incorporating data on 113055 children, there was no
evidence of effect of hygiene intervention on anthropometry. However,
hygiene intervention reduced the risk of developing acute respiratory
infections by 24%, cough by 10%, laboratory-confirmed influenza by 50%,
and conjunctivitis by 51%. There was low quality evidence to suggest no
impact of intervention on mortality. Improvement in water supply and
quality was associated with slightly higher weight-for-age Z-score
without any evidence of impact on other anthropometric measures,
non-diarrheal morbidity or school absenteeism. There was very low
quality evidence to suggest about 55% reduction in mortality.
Improvement in sanitation had a variable effect on the anthropometry in
children; no positive effect on anthropometric measures but there was a
reduction in risk of wasting, stunting and underweight. Individual
studies on combination of two WASH interventions did not document any
significant benefit in terms of child anthropometry or morbidity.
Combined water, sanitation and hygiene intervention improved
height-for-age Z-scores and decreased the risk of stunting. Any WASH
intervention (considered together) resulted in lower prevalence of
malnutrition (underweight, stunting and wasting).
Most studies in this review involved study
populations from LMIC with high prevalence of malnutrition and
infectious morbidities; these settings are expected to benefit from WASH
interventions in case of a true effect. Although the nature of
interventions under each heading varied among trials, control groups in
most trials were comparable with intervention groups at baseline. Thus
any observed effects in the intervention groups are more likely to be
attributable to the WASH strategy than to spontaneous improvements noted
over time. Evidence from these trials is largely applicable to real-life
situations among populations in LMIC.
Most of the studies included in this review did not
have good methodological quality on some criteria. WASH is a complex
intervention, and conducting field trials to evaluate its impact is
challenging. By its very nature, allocation concealment and blinding of
participants and observers to the intervention are very tough to execute
(although a couple of trials managed to do that). Of the included
trials, most were carefully conducted cluster RCTs with low risk of
recruitment bias, baseline comparability of clusters, no loss of
clusters and appropriate analysis. Owing to the widely varying nature of
interventions, we evaluated the impact of individual group of
interventions separately. This also restricted the availability of
studies available for quantitative synthesis for most of the outcomes,
thus downgrading the certainty of evidence for some of them.
Dangour, et al. [6] assessed the effect of
WASH interventions on weight-for-age, weight-for-height and
height-for-age Z scores. The studies included in this review were
different from ours. Few studies included in this review were excluded
for various reasons from the present review. In addition, we included
some additional studies. The results were however similar in both the
reviews, with no to minimal effect on these indices. Cumming, et al.
[80] reviewed the effect of WASH interventions on stunting. However, it
was more of a qualitative review, which focused more on observational
data, and on the data from an earlier systematic review [6]. The authors
suggested that WASH interventions may be effective if introduced before
the onset of growth faltering. Diarrheal morbidity and mortality and
onset of stunting are more concentrated before two years, and it might
be important to focus on this age group to make WASH interventions more
effective. A meta-analysis of the effect of hand hygiene on infectious
disease risk in the community setting reported a reduction in
respiratory illness of 21% (95% CI 5% to 34%) [81]. Rabie, et al.
[82] studied the effect of handwashing on respiratory infections. All
eight eligible studies reported that handwashing lowered risks of
respiratory infection, with risk reductions ranging from 6% to 44%
(pooled value 24%). Though none of the studies included in the review by
Rabie, et al. [82] were included in the present systematic review
because all of these included participants from high-income countries
(Australia, Denmark, USA), these estimates are similar to our review.
Pruss, et al. [83] reviewed the impact of the various
environmental interventions on trachoma reduction. However, this again
was a qualitative review with bulk of the evidence emerging from
observational studies, and the conclusions cannot be compared with this
review.
Evidence from this review suggests that though there
is little or no effect of WASH interventions on the anthropometric
indices in children from LMIC, they may result in reduction in
prevalence of wasting, stunting and underweight. Moreover, WASH
interventions (especially hygiene intervention) are probably associated
with lower risk of non-diarrheal morbidity. There are several ongoing
trials on these interventions, which may alter the conclusions and
improve the quality of evidence available till date. Nevertheless, these
potential health benefits lend support to the ongoing efforts for
provision of safe and adequate water supply, sanitation and hygiene.
Future studies from varied settings need to focus on long-term benefits
and other important outcomes necessary for decision-making, including
the effect on micronutrient status, equity aspects and cost
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