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Indian Pediatr 2009;46: 467-475 |
|
Nutri-genetic Determinants of Neural Tube
Defects in India |
Koumudi Godbole, Urmila Deshmukh and Chittaranjan Yajnik
From the Diabetes Unit, KEM Hospital, Pune, India.
Correspondence to: Dr Koumudi Godbole, Research
Associate, Diabetes Unit, KEM Hospital Research Center, Sardar
Mudliar Road, Rasta Peth, Pune 411 011, India. Email:
[email protected]
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Abstract
Justification: Neural tube defects (NTDs) are one
of the commonest birth defects with a high incidence in India. However,
few studies have systematically looked into the etio-pathogeneis of NTDs,
which mainly includes nutritional deficiencies and genetic
predisposition. Efforts are afoot for universal food fortification with
folic acid in the hope of preventing NTDs, without factual evidence of
folate deficiency in the target population.
Evidence acquisition: We conducted a review of
Indian literature on NTDs focusing on the role of folate and vitamin B12
nutrition and common genetic polymorphisms in 1-carbon metabolism. We
performed a literature search of Medline and Indian Medlars (www.
indmed.nic.in) for articles using following search terms: Neural tube
defect and India, published up to November 2008, on human subjects. We
did not include individual case reports and case series describing
surgical and medical management, genetic syndromes where NTD was only
one of the features or unusual associations of NTDs with other clinical
findings.
Results: Absence of a nationally representative
large study, lack of interventional studies and methodological
differences were conspicuous during this review. Larger studies are,
therefore, urgently needed to delineate gene-nutrient interactions in
association with NTDs in India. We urge that caution should be exercised
before widespread folic acid fortification of food, without addressing
the issue of concurrent B12 deficiency.
Keywords: Etiopathegenesis, Folic acid, India, Neural tube
defects.
|
Neural tube defects (NTDs) top the list of
birth defects in India contributing to both morbidity and mortality. The
number of NTDs diagnosed is progressively increasing with the advent of
prenatal screening with ultrasound and maternal serum alpha-fetoprotein.
In spite of the mounting incidence of NTDs, few studies
have systematically explored the nutritional, genetic or other
determinants of NTDs in India. Efforts are afoot towards universal folic
acid fortification of flour in the hope of preventing NTDs, despite lack
of specific Indian evidence(1). Indian obstetricians are routinely using 5
mg or more folic acid beginning at the first antenatal visit, in the hope
to prevent NTDs, often quoting the recommendation from MRC (Medical
Research Council, UK) trial(2).
We reviewed the literature on NTDs in India with
special focus on the role of folate and vitamin B 12
nutrition and common genetic polymorphisms in 1-carbon metabolism in its
etiology.
Methods
We performed a literature search of Medline and Indian
Medlars (www. indmed.nic.in) for articles using following search
terms: Neural tube defect and India, published up to November 2008, on
human subjects. We also examined bibliographies of all studies for other
potential citations, but did not search studies published in languages
other than English. Only one unpublished personal communication with the
Birth Defects Registry of India, run by a non-governmental organization,
Fetal Care Foundation and Research, Chennai, (http://
www.mediscansystems.org/fcrf) was used to include the latest
incidences of NTDs in various major Indian cities. Papers related to NTDs
in Indian and migrant Indian population (for example, Sikhs in Canada),
including original epidemiological studies, case-control studies, studies
discussing specific risk factors as well as review articles were included
in this study. We did not include individual case reports and case series
describing surgical and medical management, genetic syndromes where NTD
was only one of the features or unusual associations of NTDs with other
clinical findings.
Absence of a nationally representative large study,
lack of interventional studies and methodological differences were
conspicuous during this review. Although efforts were made to include all
published articles related to NTDs in India, papers published in
non-indexed journals may not be covered. Table I summarizes
papers reviewed in this article(3-54).
TABLE I
Distribution and Type of Publications Reviewed
Type of study |
Number |
Study (Reference) |
Incidence/prevalence |
Population based |
1 |
3 |
Hospital based |
22 |
4,5,6,7,8,9,10,11, 12,13,14,15,16,17,18,
19,20,21,22,23,24, 25 |
Case-control studies |
1 |
26 |
Intervention studies |
1 |
27 |
Mechanistic |
Embryological |
5 |
18,28,29,30,31 |
Infections |
1 |
32 |
Trace elements (Fluoride, Zn) |
2 |
30,33 |
Vitamin deficiency (Folic acid, B12) |
4 |
33,34,35,36 |
Genetic |
3 |
37,38, 39 |
Review/Recommendations |
6 |
1,2,40,41,42,43 |
Other/cross-references |
11 |
4,45,46,47,48,49, 50, 51, 52, 53, 54 |
Incidence
The reported NTD incidence in India varies from 0.5 to
11/1000 births while the incidence in the USA and Europe is reportedly
below 1/1000, with progressive decline with periconceptional folate
fortification (40), barring a few countries like Ireland. The incidence
tends to vary within various states of India and is reportedly also higher
in Indians living abroad. The northern states have been consistently
reporting a higher incidence compared to the southern states except for
Davangere, Karnataka(4-6). Recent unpublished data from the Birth Defects
Registry of India has identified Visnagar, Gujarat, as another high NTD
reporting area (Birth Defects Registry of India, unpublished data). The
incidence of NTDs in Sikhs living in British Columbia, Canada, was
reported to be 2.86/1000 while the overall rate was 1.26/1000 in that
area(7). Michie, et al.(8) quoted a higher incidence of NTDs in
Indians living in the North Thames (West) region of UK. We found only one
paper by Henry, et al.(9) from South Africa who have quoted a
relatively low incidence of 0.37/1000 births in Indians compared to
another contemporary British series quoting an incidence of 2.5/1000,
during 1963-69.
Most epidemiological studies are hospital-based(10-25),
except for a study by Cherian, et al.(3) that explored the
incidence of NTDs in community, in the remote village clusters in one of
the poorest regions of India, Balrampur District, Uttar Pradesh between
October 2002 to September 2003. This door to door survey revealed a high
NTD incidence of 6.57-8.21/1000 live births. Table II shows
the reported incidence of NTDs in India over the last 4 decades.
TABLE II
Incidence of Neural Tube Defects in India
NTD |
Place
Incidence |
Year of
Reporting |
Study
Reference |
>7/ 1000 |
Chandigarh |
1967, |
15 |
|
Davangere |
1985-87 |
6
|
|
Balrampur |
2002-03 |
3 |
>3–7/ 1000 |
Lucknow |
1982-1991 |
18 |
|
Agra |
1984 |
23 |
|
Delhi |
1991 |
22 |
|
Pondicherry |
1998-2004 |
17 |
|
Pune |
2007 |
Unpublished* |
|
Mumbai |
2007 |
Unpublished* |
|
Chennai |
2007 |
Unpublished* |
|
Visnagar |
2007 |
Unpublished* |
1–3/ 1000 |
Mysore |
1967-69 |
12 |
|
Kolkata |
1976-1987 |
21 |
|
Wardha |
2000 |
16 |
|
Bangalore |
2007 |
Unpublished* |
|
Mumbai |
1968-1972 |
19 |
<1/ 1000 |
Hyderabad |
2007 |
Unpublished* |
* Unpublished
data from Birth Defects Registry of India run by Fetal Care Research
Foundation, Chennai (http://www. mediscansystems.org/fcrf). |
Epidemiology
Neither maternal age nor parity seems to be
significantly different in relation to NTDs in the fetuses. The highest
incidence of NTDs is reported in women in the age group 20-25 years
(4,14,17), which is the commonest childbearing age in India. Cherian,
et al.(3) and Mahadevan, et al.(17) report a higher incidence
of NTDs in females (M: F: 1:1.5 and 0.6: 1.0 respectively) while Kulkarni,
et al.(4) as well as Roy-Choudhury, et al.(14) did not
report any significant gender difference. It may not be possible to
precisely report gender as major NTDs may result in early pregnancy loss.
Most of the Indian studies have not found a seasonal
variation in the occurrence of NTDs, except for a study in West Bengal in
1989(14) that reported a higher incidence in the rainy season.
Historically two main sites of neural tube closure
(anterior and posterior neuropores) at 3rd and 4th week of pregnancy have
been considered. Defective closure of anterior neuropore may result in
upper level defects such as anencephaly, encephalocele while defective
closure of the posterior neuropore may cause spina bifida,
meningomyelocele etc. Kulkarni, et al. in 1989(4) and Verma,
et al.(5) in 1978 reported the upper NTDs to be more
prevalent than the lower NTDs. However recent studies from Mahadevan(17)
and Cherian(3) reported an excess of spina bifida. There are isolated case
reports of multiple site NTDs such as double or triple
meningomyeloceles(28, 29).
Etiopathogenesis
Neural tube defects (NTDs) are believed to originate
from complex interactions between various environmental and genetic
factors (Table III). Maternal nutrition is considered to be
one of the most important determinants of fetal growth and development.
Micronutrients including B group of vitamins especially folates, vitamin B 12
and B6 and minerals including zinc have been of special
interest.
TABLE III
Etiology of Neural Tube Defects
Etiology |
Examples |
Nutritional |
Folate, B6 and B12 deficiency, Zn deficit
|
Maternal illness |
Diabetes |
Teratogenic
|
Anti-epileptic drugs: phenytoin and valproate, warfarin;
Hypervitaminosis A and D; Addictions like cocaine, alcohol; TORCH
infections, ? Dengue* and Hyperpyrexia |
Chromosomal |
Trisomy 13, Trisomy 18 |
Single gene defects |
Meckel-Gruber syndrome |
Associations |
Currarino triad, including pre-sacral meningomyelocele, sacral
dysgenesis and anal atresia/ stenosis |
Complex eco-genetic |
Predisposing polymorphisms in genes e.g., MTFR C677T polymorphism |
* Prenatal exposure to dengue fever during an epidemic in 1988 in Rohatak has been associated with increased incidence
of NTD from basal 6.8 to 18.8/ 1000 births(32).
|
Kulkarni, et al.(4), made an important
observation that fall in the infant mortality rate was not paralleled by
the incidence of NTDs which remained high. They postulated a role of
micronutrient deficiency. Agarwal(40) in a review article in 1999,
discussed the role of hyperhomocysteinemia in the etiology of NTDs and
peri-conceptional folate supplementation for prevention of NTDs. However,
no supportive Indian interventional study was quoted. A question was also
raised about 30% of NTDs that occur despite folate supplementation in the
western world.
Maternal Hyperhomocysteinemia, and Folate and Vitamin B 12
Deficiency
Hyperhomocysteinemia
Plasma homocysteine (Hcy) is considered to be a good
integrated marker of folate and vitamin B 12
status. There is a progressive decrease in plasma Hcy during pregnancy
attributed to increased GFR during pregnancy, lower plasma albumin that
binds to Hcy and increased cortisol level during pregnancy(44). This
necessitates use of different cut-off points for hyperhomocysteinemia
during pregnancy and 10 mmol/L has been used as the cut-off(45). Inherited
defects in enzymes of 1-Carbon metabolism (e.g. methionine synthase)
or cofactors such as folates and/or vitamin B12 cause abnormal Hcy
metabolism resulting in hyperhomocysteinemia(44) Perturbation in this
pathway leads to accumulation of inter-mediates like homocysteine and
deficiency of methyl donors leading to defects in DNA synthesis, cellular
growth as well as methylation reactions.
Folates
Folates is a generic term for compounds with
pteroylglutamic acid-like activity and naturally occurring folates are
present both in animal and plant foods. In India, major sources of folates
are legumes and green leafy vegetables. Folates are required for purine
and pyrimidine synthesis and methylation reactions including methylation
of Hcy to form methionine. Folate deficiency might result from dietary
deficiency, genetic defects in folate metabolism or both.
There is substantial evidence from Western countries
that maternal peri-conceptional folate supplementation to "prevent" the
first occurrence (400 micrograms) and recurrence of NTDs (4 mg) (2,
48,49). Over 50 countries have implemented folic acid fortification of
flour and many physicians routinely prescribe pre and peri-conceptional
folic acid tablets to eligible women. Kulkarni and Jose(26) followed 55
pregnancies in women with previous history of NTDs; 35 had been prescribed
5 mg folic acid pre-conceptionally while the other 20 women who did
receive the supplement. None of the 35 women with folate supplementation
had NTDs while 3/20 in the non-supplemented group had NTDs. However, in
this observational study, maternal folate status was not documented. The
only multi-center Indian study supported by ICMR(27) to explore the role
of folic acid supplementation to prevent recurrent NTDs did not measure
folate concentrations before or during pregnancy. It was a randomized
control trial using multivitamin preparation: vitamins A, B 1,
B2, B6, C, D, nicotinamide, zinc, iron, calcium with
4 mg folic acid (placebo with calcium and iron only), to study the role of
folic acid to prevent recurrence of NTDs in their future pregnancies. The
trial was prematurely terminated after the results of MRC trial were
published and showed a non-significant reduction of recurrence of NTDs in
2.97/1000 in folate supplemented vs 7.04 in placebo group. It is
difficult to individually assess the role of each nutrient including
folate, B6, Zn in prevention of NTDs in this trial. Folate intake lower
than the RDA during pregnancy has been documented, however, no Indian
study has measured folate status in women carrying fetuses with NTDs(34).
In spite of absence of convincing evidence for maternal folate deficiency
as a causative factor for fetal NTDs in India, periconceptional folate
supplementation for the Indian women has been advocated(3,35,41,42).
Folate deficiency may be relatively uncommon in Indians
compared to the western world mainly due to vegetarian habits of Indians.
Studies looking at maternal folate levels during pregnancy from Pune and
Haryana have shown widely varying prevalence of folate deficiency, 0.2 and
26.3%, respectively (45, 46).
Vitamin B 12
Vitamin B 12 is
another micronutrient of interest in relation to NTDs due to its role as a
cofactor for many enzymatic reactions involved in the folate/1-C
metabolism. Refsum, et al.(44) have suggested that although there
is a worldwide strategy to substan-tially increase folate intake for women
in reproductive group, low vitamin B12 and elevated
homocysteine (Hcy) need to be considered for reducing the NTD incidence.
Most of the Indian literature has heavily relied on the
MRC, UK trial recommendations and emphasized periconceptional folic acid
supplemen-tation. Vitamin B 12
deficiency has not been investigated for its role in the etiology of birth
defects including NTDs. However, studies in non-pregnant population in
India and in Indians living abroad have documented a high prevalence of
vitamin B12 deficiency and have considered vegetarian diet as a
important risk factor(36).
Maternal vitamin B 12
deficiency during pregnancy has been documented in relatively recent
studies. Pathak, et al.(46) reported 74.1% of preg-nant mothers to
be vitamin B12 deficient using a cut-off of 200 pg/L, in
Haryana. Muthayya, et al.(47) have reported an association
of maternal vitamin B12 deficit with low birth weight in the
offspring. Pune Maternal Nutrition Study reported vitamin B12
deficiency in over 60% (cut-off of 150 pmol/L) of pregnant women(45). A
recent study by Ratan, et al.(33) reported nutritional status of
parents of neonates diagnosed with NTDs. Low RBC folate as well as vitamin
B12
and high plasma homocysteine were found in both parents of NTD neonates
compared to control parents.
Zinc
Srinivas, et al.(30) reported significantly
lower hair zinc content in mothers who had delivered newborns with NTDs
compared to controls; however, the difference was not significant for
serum zinc concentrations. The multivitamin supplement in the ICMR trial
contained both vitamin B 6
and zinc; however, assessing their individual contribution in preventing
the recurrence of NTDs was not the aim of that study.
Genetic contribution
Clinical observations suggest a higher frequency of
NTDs in offspring of consanguineous couples as well as in twin
pregnancies(31), pointing towards a strong genetic contribution to the
etiology of NTDs. Empiric recurrence risk of NTDs rises from approximately
3% to 10% of the baseline population risk, if two offspring are
affected(51).
Dinakar from Andhra Pradesh in 1972(11) followed by
Kulkarni, et al. in 1989(4) have commented on consanguineous
marriages in relation to the NTDs. The latter study reported NTD incidence
of 20.6/1000 in consanguineous couples compared to 8.4/1000 in
non-consanguineous couples. Similar observation was reported by Mahadevan,
et al.(17) in 2005 where incidence of NTDs was 10.3 and 4.2/1000 in
consanguineous and non-consanguineous couples, respectively. Consanguinity
is thought to contribute to Mendelian autosomal recessive conditions by
inheritance of pathological mutations and also to polygenic multifactorial
disorders such as NTDs by increasing the load of risk alleles.
The genetics of NTDs is complex and is likely to
involve interactions amongst multiple genes and between genes and
environmental factors including maternal nutrition, infections and
diseases. Animal models have provided some evidence for multi-site closure
of the neural tube and also evidence for various genes, perturbation in
which results in isolated NTDs, as often seen in humans.
Polymorphisms in Genes Involved in One-carbon
Metabolism
Polymorphisms in a number of genes involved in the
one-carbon metabolism such as MTHFR, MTR, MTRR, TC2 have been associated
with increased or reduced susceptibility to NTDs. Kumar, et al.(37)
reported homocysteine levels to be significantly elevated in individuals
adhering to a vegetarian diet (P=0.019) or having MTHFR A1298C
polymorphism (P=0.006). The minor allele frequency of MTHFR for
C677T and A1298C was 0.15 and 0.44, respectively. The frequency of A1298C
polymorphism in Indians was found to be higher than Caucasian, Chinese and
Japanese populations. A low prevalence of the C677T polymorphism was also
reported by Mukherjee, et al.(38). Michie, et al.(8) had
reported a relatively low frequency of MTHFR 677C>T polymorphism in
Gujarati women in UK compared to Pakistani women in the UK and speculated
that this polymorphism is unlikely to contribute to folate levels in these
women.
Few Indian studies have explored the role of genes in
1-carbon metabolism in relation to NTDs. Ratan, et al.(33) have
speculated on gene-nutrient interactions because of their finding that
paternal hyperhomocysteinemia was the only independent risk factor for NTD
in the fetus. Dalal, et al.(39) concluded that although the
frequency of 677C >T homozygotes was higher in mothers with a previous
child with NTD than the controls (n=87), the difference was
statistically insignificant. There was a significant difference in
frequency of T alleles among mothers with a previous child with a ‘lower’
type of defect compared to controls (OR = 2.15, 95% CI (1.13-4.1), P=0.02).
No significant association of 1298A–>C polymorphism with the level of NTDs
was noted.
Future Directions
NTDs are considered to be polygenic, multifactorial
condition wherein many genes, nutrients, environment including infections,
drugs, and maternal diseases such as diabetes individually or in
combination might lead to NTDs. Apart from controlling known diseases like
diabetes or avoiding teratogenic medications, the major thrust of primary
prevention of NTDs has been on nutritional supplementation with folate.
Role of 0.4 mg of periconceptional folic acid leading to 60% reduction in
NTDs was demonstrated by MRC, UK(2). Many countries including the USA and
Canada have adopted universal folate fortification of flour following this
report. No national program for the primary prevention of NTDs by
nutritional supplementation currently exists in India. National health
programs such as National Anemia Prevention Program provides 0.5 mg of
folic acid along with 100 mg of elemental iron from the third month of
pregnancy. Private practitioners, especially Obstetricians in India often
prescribe 5 mg of folic acid for a variety of conditions falling under the
broad category of "BOH" (bad obstetric history) while the prescribed
tolerable upper limit level (UL) for folic acid is 1 mg/day. The recent
National Family Health Survey of India (NFHS-3) revealed that about 56% of
pregnant women sought antenatal care after 16 weeks of gestation(50).
Thus, only a small percentage of women receive ‘periconceptio-nal’ folic
acid that might help prevent NTDs in the fetuses of folate deficient
mothers. It is important to note that the MRC recommendations were based
on population that is predominantly non-vegetarian. ICMR had launched a
similar multi-center trial of multivitamin supplementation in 1988, which
was prematurely terminated after publication of MRC trial report. This led
to an acceptance of MRC recommendations of periconceptional folic acid
supplementation even for Indian women who are predominantly vegetarian;
without assessing the incidence of the first occurrence and recurrence of
NTDs and its nutrigenetic determinants in India.
The prevalence of NTDs varies amongst the countries as
well as within a country. Given the ethnic and dietary diversity in India,
it would be interesting to study the genetic and nutritional aspects of
NTDs as well as gene-nutrient interactions underlying NTDs. Apart from the
common polymorphisms in the above genes; there are epigenetic changes that
affect gene function without altering the DNA sequence. DNA methylation is
one such important epigenetic mechanism. An abnormal methylation pattern
results in either under or over-expression of involved genes, thereby
decreasing or increasing the production of encoded proteins and enzymes.
Also, tissue-specific RNA methylation plays an important role in mRNA
function and integrity(43). Disturbed methylation activities may interfere
with normal fetal growth and development, NTDs being one such obvious
effect.
Selhub, et al.(52) suggest that high folate
could be detrimental in those with a low vitamin B 12
status, partly because it is associated with a paradoxical rise in
homocysteine. Ray, et al.(53) have noted B12 deficiency associated
with NTDs in folate-fortified population. Thus, it would appear that
deficiency as well as an imbalance between these two vitamins may be
responsible for structural and functional disturbances.
Efforts for universal folic acid fortification of flour
in a hope to prevent NTDs in India are afoot without factual evidence of
folate deficiency in the target population. Universal folic acid
fortification resulting in excess circulating synthetic folic acid is
thought to be associated with increased incidence of colorectal cancer and
neuro-cognitive decline in the elderly(54). A higher adiposity and insulin
resistance has been documented in the children of Indian mothers who were
vitamin B 12 deficient but folate-replete
during pregnancy(45). Larger studies are therefore urgently needed to
delineate gene-nutrient interactions in association with NTDs in India.
Table IV provides recommendations on information that may be
collected while planning such large studies.
TABLE IV
Recommendations on Information to be Collected for NTD Related Studies
I. Parents with NTD offspring |
• Maternal and
paternal biochemical studies before/ during pregnancy including
plasma B12, plasma/RBC
folate, plasma Hcy, holo-TC,
MMA using appropriate standard cut-offs during pregnancy. |
• Detailed
dietary history including use of fortified food |
• History of
nutritional supplementation of folate/B12/ B6/
Zn etc specifically during peri-conceptional period |
• Information
regarding teratogenic exposure , maternal diabetes, TORCH infection,
drugs etc |
• Consanguinity
and family history of NTDs and other midline malformations such as
cleft lip/palate, congenital
heart defects |
• Gestational age
(that may help in calculating month of conception) |
• Mode of
diagnosis of NTDs (prenatal ultrasound, postnatal finding etc) |
II. Fetus/Offspring |
• Sex of affected
fetus/ still born or live born |
• Exact type of
NTD, all types to be noted in case of multiple neural tube defects
(e.g. cervical meningomyelocele with lumbar spina bifida) |
• Associated
malformations/ dysmorphism to delineate genetic syndromes |
III. DNA samples from both parents and fetus/newborn
(fetal tissue/ cord blood) may be stored with appropriate consent
for genetic studies at a later date. |
We are currently studying the nutritional and genetic
associations of NTDs in case and control trios (parents and offspring) as
a part of a multi-center study funded by the Department of Biotechnology,
Government of India. Results of this study might throw some light on the
underlying nutrient deficits and the genetic predisposition. We urge that
utmost caution should be exercised before widespread folic acid
fortification of food without addressing the issue of concurrent B 12
deficiency in India.
Acknowledgments
We acknowledge Dr. S. Suresh for providing the
incidence of NTD from the Birth Defects Registry of India, Fetal Care and
Research Foundation, Chennai.
Contributors: KG and UD searched the literature and
wrote the manuscript. CY was involved in discussions, writing and
reviewing the manuscript.
Competing Interests: None stated.
Funding: None.
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