The Failure to Control Tuberculosis in India: Lessons to be Learned
The burden of tuberculosis (TB) in India is the
highest in the world and unrelenting in spite of 51 years of control
efforts. With 17% of global population, we carry 26% of the global
burden of TB [1]. For taking corrective steps, we must know exactly
where we went wrong.
In the decade after independence, India’s public
health pioneers documented high prevalence of adult pulmonary TB (PTB)
with mass miniature radiography and high prevalence of latent
Mycobacterium tuberculosis (MTb) infection with tuberculin skin test
(TST) surveys. They knew that latent MTb Infection and PTB mutually feed
each other, and both must be addressed simultaneously for TB control.
This lesson, the crux of TB control, was lost in subsequent decades.
They designed a National TB Project (NTP) in 1962
with six components established in phases. Mass immunization with
Bacille Calmette-Guerin (BCG) was the main plank, believing it would
provide ‘primary prevention’ (protection from infection) plus ‘secondary
prevention’ (preventing latent infection progressing to disease). Three
institutions were created: a BCG manufacturing unit, the TB Chemotherapy
Center (re-named TB Research Center, now National Institute of Research
in TB) in Chennai for epidemiological, microbiological and drug
research, and the National TB Institute in Bengaluru for training TB
workers and for monitoring time-trend of TB. A BCG vaccine efficacy
trial was assigned to TB Research Center. The sixth element was free
treatment of PTB, intended for source-reduction of MTb and as
humanitarian service for mortality reduction, and for eliciting public
cooperation. All components were funded by the Government of India,
Ministry of Health (GoIMoH).
State Ministries of Health were to implement PTB
treatment, as healthcare is State subject in our Constitution. States
never assumed responsibility in spite of GoIMoH establishing TB
diagnostic units in over 400 districts covering all States and a
demonstration model in Anantapur district, Andhra Pradesh. States
continue the same way even now under the Revised National TB Control
Project (RNTCP), for two reasons. First, India did not imbibe the
political ideology common to socialist and capitalist countries, that
the Government is responsible for people’s health. So universal
healthcare was not designed and private sector was given a free hand to
capture as much of the healthcare market as they wanted. Rampant TB is
lucrative business for private sector; more disease means more income.
Second, GoIMoH did not design monitoring methods and
could not assess how well States were performing, in terms of quality
and coverage of PTB treatment. States also erred by not regulating
quality, equitable access and cost of healthcare; reporting of diseases
by all healthcare functionaries, required legally, was not enforced.
Under such near-anarchy, States could not implement universal
healthcare.
Thus, the constitutionally defined division of
responsibilities between Center (making policy, writing detailed plans
of action and funding disease control) and States (implementing the
plans) is dysfunctional and in urgent need of re-engineering. We need
not look elsewhere for the suboptimal performance of ‘vertical’ projects
such as Expanded Programme on Immunization and malaria control. Given
adequate funding, authority for monitoring and flexibility for midcourse
corrections, polio elimination and AIDS control succeeded. So, we do
know what it will take to control TB. The segment of population affected
determines political will of the ruling elite; polio and AIDS did not
spare the rich but TB is a disease of the subaltern.
TB Control Lost BCG and Could not Run on One Leg
In 1979, preliminary results of BCG trial showed no
vaccine efficacy for primary or secondary prevention; alternate means to
decelerate transmission and inhibit latent infection progressing to
disease were urgently needed and NTP was in need of revision [2,3].
Vertical projects have work cut out for functionaries at every level;
identifying flaws was not assigned to anyone. The lack of help by BCG
vaccination for TB control made no impact on NTP under this cultivated
conspiracy of silence.
In mid-1980s, human immunodeficiency virus (HIV)
began spreading in India [4]. Concurrently, multi-drug resistance (MDR)
of MTb was recognized [5]. These ominous developments also made no
impact on NTP with no one in charge of internal program auditing;
external auditing was also not designed. In 1990-91, nearly three
decades after launch, NTP was evaluated under international pressure and
found to have failed to reduce TB burden. By then India had lost three
precious decades. The lesson is clear: disease control projects must
have inbuilt ongoing regular monitoring mechanisms and periodic
evaluations. Spending Government funds but flying blind is
irresponsible.
Eventually NTP was revised and RNTCP launched in
1993, but revision was confined to one element – directly observed
treatment, short course (DOTS) [6]. The failure to control TB continues
to be attributed to poor implementation by the States, but the basic
problem is the flawed design. The void left by BCG for prevention
remains. The World Health Organization (WHO) had declared TB a global
public health emergency in 1993; instead of rapidly expanding national
coverage of DOTS, 13 years (1993-2006) were taken to reach all districts
as if there was no hurry to control TB.
India, the pioneer-leader of TB control among low
income countries, with much research in TB epidemiology, transmission
dynamics, natural history, drug regimens, vaccinology and bacteriology,
chose not to make autonomous decisions. Instead, the simplistic WHO
prescriptions of 85% microbiological cure and 70% case detection of PTB
were accepted as the project goals instead of epidemiologic TB control.
RNTCP became process-obsessed instead of result-oriented; protocols were
inflexibly fixed, without provision for ongoing course-correction. There
was no monitoring of TB burden time trends, or of incidence of primary
TB [7].
Epidemiology is The Foundation of Public Health
In epidemiology, control has a specific meaning and
definition, which is essentially the reduction of disease burden to a
desired level within a stipulated interval, by interventions [8].
Diagnosis, cure and case-fatality reduction, the purposes of DOTS, are
excellent objectives of healthcare. Control requires incidence
reduction, achievable by reduced transmission frequency (reduction of
infection-incidence) or by shrinking the pool of latent MTb infection
(reduction of disease-incidence)– ideally by both.
In RNTCP, baseline incidence of infection and disease
are not measured, the levels to which they should be brought down not
declared and the time frame not defined. The first steps in any disease
control are establishing surveillance, declaring control targets and
designing instruments to monitor progress. In the eyes of epidemiology,
RNTCP is not a TB control program.
A working definition of TB control has been proposed:
5% annual reduction of the incidence of MTb infection [9]. If successful
and sustained, in 20 years the incidence of infection can be at par with
industrialized countries. As the incubation period to PTB is two decades
or more, measurable reduction in incidence of PTB will begin only then.
Incidence of infection in children and incidence of childhood TB with
short incubation period will decline rapidly if control interventions
are effective – these two parameters yield themselves for relatively
easy monitoring. Pediatric TB consists of both.
DOTS is Not the Same as TB Control
With mass application, disease treatment does not
become disease control. That 85% cure of 70% cases (59.5% effective
cure) will not control TB in India where prevalence is high [9]. Our
health management leadership made technical experts managers of DOTS
without mandate or freedom to monitor control trajectory, make
mid-course corrections and modify the design if incidence decline did
not meet the target. Retrospectively, it is easy to blame WHO, but it is
only an advisory body; policy, design, implementation and evaluation
belong to GoIMoH.
The WHO tends to apply two principles when
recommending public health interventions in low income countries:
‘choose one critical tool’ (for practicality) and ‘one size fits all’
(for ease of drafting protocols). Socio-culturally, demographically and
by health management system design, India differs from all other
countries. DOTS and the benchmarks are good only if they are added to a
functionally efficient healthcare platform, which India does not have.
By the time a person with PTB is diagnosed and rendered non-infectious,
all children in close contact have already been infected [10]. DOTS
alone will never control TB in India.
To decelerate MTb infection, airborne transmission
must be reduced. Preventive chemotherapy of recently infected children
is necessary for shrinking the pool of latent infection from which
evolves PTB. Monitoring of incidence of infection by tuberculin skin
testing is essential for diagnosing latent TB and for documenting TB
control trajectory [9].
Secular Trend, Social Determinants and Surveillance
All industrialized countries registered remarkable
decline of incidence of all forms of TB during late 19th and early 20th
centuries, even before anti-TB drugs were available. Britain and
Singapore are reputed to have banned spitting in public places to reduce
air-borne MTb transmission. No civilized country should condone
uncovered sneeze/ cough or open spitting. Decline of TB burden in
industrialized countries was ‘secular trend’, due to behavior change and
socio-economic development – both helped mitigation of ‘social
determinants’ of TB. Even without TB-specific biomedical intervention,
they practiced surveillance and documented the decline. We have
bio-medical interventions but have no surveillance, no reliable
documentation and no concern for social determinants.
Surveillance is to understand disease epidemiology
and to monitor incidence. It is the first step in disease control.
Success of surveillance will depend on its design, taking into account
the responsibilities of health management between Center and States. Not
enforcing TB surveillance was a major flaw in RNTCP design. For
monitoring TB control in the short term, surveillance of
short-incubation childhood TB is more practical than that of
long-incubation adult TB.
In 2012, the diagnosis of TB has been made reportable
by a Government order, underscoring the need for counting all cases
[11]. However, RNTCP is neither adequately staffed to take responsive
actions on reported cases nor has jurisdiction to enforce surveillance.
Surveillance can be enforced only if an empowered department of public
health is created and all diseases (under control mode) brought under
surveillance.
Social improvements have taken place in the rich and
upper middle class, among whom TB must have declined greatly. While
taking time to create more national wealth and an egalitarian society,
there are practical measures to address secular trend, through public
participation in TB control. Health education for inculcating habits of
cough etiquette and not spitting in public places will help to reduce
transmission. These should be compulsory in hospital environments where
sick people aggregate. These should be taught in schools for sustained
behavior change. Public education on TB has additional benefits; to
ensure early care seeking behavior, family support and removal of
stigma.
Lessons From Successful Control of HIV/AIDS
The success of AIDS control in India is on account of
its indigenous design that included multiple interventions applied
simultaneously [12]. Public education for gaining their participation
was introduced soon after the detection of HIV infection in India in
1986 [12]. Denominator-based annual monitoring (called sentinel
surveillance) was launched in 1986 itself [12]. Diagnostic services were
designed with quality in mind and well regulated. Private-public mix was
actively encouraged [12].
Indeed the private sector had played the lead role in
detection of the infection, the design of interventions with multiple
elements spanning human behavior modification, blood safety and hospital
infection control [12]. The first National Reference Center was in
private sector, funded by the Indian Council of Medical Research.
Foreign experts and funding agencies got involved only 6 years later (in
1992), after we had demonstrated that the design was robust and that the
control trajectory was annually monitored, and was on-track. Drug
treatment (for AIDS and preventing mother-to-child transmission) was the
last element to be added. For TB, drug treatment as the sole
intervention is unscientific.
The lessons are: TB control project must be
re-designed to include epidemiological principles and to fit the Indian
cultural and socio-political milieu and our unique health management
system. As far as TB treatment is concerned, private sector must be
involved but with regulatory controls on quality and cost so that people
get diagnosis and treatment that are scientifically correct and free of
charge. Healthcare professionals who diagnose and treat TB must
be held accountable for quality; fair cost and patient follow up.
The Way Forward
There are three compelling reasons why TB must be
controlled urgently. TB is essentially the result of public health
negligence on the part of GoIMoH; hence, everyone deserves free
diagnosis and treatment on humanitarian grounds. Every child has the
basic Human Right to grow up in an environment without heavy exposure to
MTb in the air they breathe. TB control is thus a moral imperative from
which GoIMoH cannot escape.
TB reduces productivity; the Planning Commission has
estimated that the loss to national economy on account of TB amounts to
23.7 billion US dollars annually. TB is impoverishing families and the
nation. TB control is essential for poverty alleviation and
economic development. To plug 23 billion-dollar leak, at least 1 billion
dollars must be provided for the application of epidemiology and
control. Currently only 200 million dollars are spent on TB control
which indicates the lack of political will.
Widespread use of anti-TB drugs while not reducing
the incidence of TB results in increasing prevalence of drug resistance;
it is thus the unfortunate product of the failed TB control. It was
stated in 1992 that "unknowingly we are transforming an eminently
treatable disease into one which is life-threatening and exorbitantly
expensive to treat" [5] and in 2000, that "each year we delay the
control of TB quantitatively the more difficult it will become to
achieve control" [7]. TB is indeed a national public health emergency.
RNTCP covers the entire nation and must remain
India’s backbone for TB control. However, it has major gaps that need
bridging. It is unlikely that TB control can be achieved without a
public health department that is empowered to respond to data on disease
surveillance and to practice epidemiology in health management. The
non-application of epidemiological principles, the poor implementation
of interventions designed in RNTCP and the lack of public participation
have been addressed above. The most critical gap is the neglect of
pediatric MTb infection and disease.
Pediatric TB: The Key to Adult TB
‘‘The Child is father of the Man’’: William
Wordsworth. An important difference between countries with low and
high prevalence of TB is the magnitude of annual rate of MTb infection
(ARTI). In low prevalence countries, it would take about 14-20 years to
cumulatively reach 1% with latent TB as detected by positive TST. The
life-time risk of infection remains very low at less than 5%. In India,
in each year of life starting from infancy, ARTI is about 1%, cumulating
to 15% by 14 years of age. The life time risk of infection is in the
range of 40-60%.
Children in households with any adult with PTB are at
very high risk of infection. Screening of household members for TB
disease and latent infection is included in the RNTCP protocol, but is
not implemented for various reasons. Such screening is labor-intensive
and RNTCP does not have sufficient medical staff for undertaking the
job. The screening by health workers does not assure quality. In the
re-design of RNTCP and nesting it within a functional department of
public health, sufficient medical staff must be provided to conduct
screening of all members of households for adult as well as childhood
TB.
All children in the country are at risk of infection.
Therefore, TST must be applied on all children as a routine. By age 5,
the cross-reaction with BCG response would be minimal /negligible; hence
that is the best age for routine TST. All those who are TST negative
ought to be re-tested after an interval, arbitrarily suggested here as
by age 8 years (earliest) or 10 years (latest). Since school enrolment
is very high in India, TST is best included as part of school health
program.
Pediatric MTb infection and disease are sentinel
events for monitoring of TB transmission dynamics. All children
identified with latent MTb infection by TST or diagnosed with
symptomatic TB should be treated, according to standard protocol, under
supervision. In short, infants and young children are sentinel subjects
for monitoring two events – silent infection and childhood TB.
Annual age-based TST will provide data on the
incidence of MTb infection, which has been recommended as one parameter
for monitoring the trajectory of control of MTb infection. The incidence
of symptomatic childhood TB, obtained through maximized passive
surveillance will be the second parameter to monitor the trajectory of
control of childhood TB.
TB can be Controlled
With political will we can control TB with available
tools and within our fragmented health management system. Ideally, TB
control must be assigned to public health departments of GoIMoH and
States, but that is no excuse not to fund RNTCP adequately or to give it
flexibility for innovation and course-correction.
The battle against TB will be won or lost in
population units – the districts and cities – there local leadership
must be provided with freedom to experiment. Time trends of MTb
infection and pediatric TB must be monitored in all units of population
– each district and each city. Pediatric TB, infection and disease, are
to be contained and to be monitored. Neglect pediatric TB and we will
never control adult TB.
References