|
Indian Pediatr 2008;45: 977-983 |
|
Fetal Alcohol Spectrum Disorder |
Raghavendra Bheemappa Nayak and Pratima Murthy
From the Department of Psychiatry, National Institute of
Mental Health and Neurosciences, Bangalore 29, India.
Correspondence to: Dr Raghavendra Bheemappa Nayak,
Assistant Professor, Department of Psychiatry,
J N Medical College, and Consultant Psychiatrist, KLE Hospital and Medical
Research Center, Belgaum 10, India.
E-mail: [email protected]
|
Abstract
Background: Maternal alcohol use during pregnancy
leads to fetal alcohol spectrum disorder (FASD) in their children. FASD
is characterized by typical facial features, growth retardation,
intellectual dysfunction and behavioral problems. Justification:
Alcohol is neurotoxic to the brain during the developmental stage.
Behavioral problems in children with FASD start at an early age and
progress to adulthood. It is an important preventable cause of
intellectual dysfunction and behavioral problems. This article reviews
current prevalence, clinical features, pathogenesis and differential
diagnosis of FASD. It also highlights the need for physicians to be
aware of this condition. Search strategy: Articles were searched
on the internet using ‘fetal alcohol syndrome’, ‘fetal alcohol spectrum
disorders’, ‘women and alcohol’. Following links were used to locate
journals; ebsco, ovid, Science Direct, PubMed and NIAAA. Main
conclusions: Alcohol consumption during pregnancy can lead to a
spectrum of deficits. Though physical features are essential to make the
diagnosis of FAS, it is important to note that neurocognitive and
behavioural deficits can be present in the absence of physical features
(alcohol related neurodevelopmental disorder or ARND). Because there is
no known safe amount of alcohol consumption during pregnancy, abstinence
from alcohol for women who are pregnant or planning a pregnancy must be
strongly advised.
Key words: Alcohol related neurodevelopmental disorder, Fetal
alcohol syndrome.
|
Introduction
Alcoholic beverages and the problems they engender have
been familiar fixtures in human societies since the beginning of recorded
history. Alcohol related problems have been mainly male-focused(1). Recent
research has however established that even though fewer women drink
alcohol than men, the biomedical and other consequences of women’s alcohol
use may be greater than that of men for the same amount of alcohol
used(2). Alcohol is known to cause many ill effects. It can affect the
developing fetus, resulting in a set of birth defects called fetal alcohol
syndrome (FAS)(3,4). The adverse effects of alcohol on the developing
fetus represent a spectrum of structural anomalies, behavioral defects and
neurocognitive disabilities, most accurately termed fetal alcohol spectrum
disorders (FASD). Currently it is known that FAS is not a single entity
but a spectrum disorder (fetal alcohol spectrum disorder or FASD) and FAS
represents one end of the spectrum, representing the most severe form of
clinical presentation.
Women and Alcohol
In general population studies throughout the world, as
compared to women, men are more often drinkers, consume more alcohol, and
cause more problems by doing so(1). However, in the US, approximately 60
percent of adult women drink alcohol, at least occasionally(5). Rates of
drinking and heavy drinking tend to be highest among young women and
decline steadily with age. In the United States, England, and Canada,
20%-32% of pregnant women drink, and in some European countries the rate
is higher, exceeding 50%(6). In a study in the Western Cape Province of
South Africa, 34% of urban women and 46%-51% of rural women drank during
pregnancy. Their drinking pattern was characterized by heavy binge
drinking on weekends, with no reduction of use during pregnancy(6).
Maternal drinking during pregnancy varies among and within populations
throughout the world(7). Both animal and human studies have reported that
binge drinking is more harmful to the developing brain than the regular
pattern(8). According to the "Gender, Alcohol and Culture: an
International Study" (GENACIS) in India, 5.8% of all female respondents
reported drinking alcohol at least once in the last 12 months(9). In
India, alcohol use is more prevalent in tribal women, tea plantation
workers, women of lower socioeconomic status, commercial sex workers
(women who sell sex for livelihood) and to a limited upper crust of the
rich and is not favored by women from the middle or upper socioeconomic
classes. In these high risk groups, the prevalence is around 28-48%(10).
Definition of FASD
The National Organization on FAS (NOFAS 2004), US,
defined fetal alcohol spectrum disorders as the range of effects that can
occur in a person whose mother drank alcohol during pregnancy, including
physical, mental, behavioral, and learning disabilities, with possible
lifelong implications. As this definition implies, multiple diagnostic
categories - e.g. fetal alcohol syndrome (FAS), alcohol-related
neurodevelopment disorder (ARND), and alcohol-related birth defects (ARBD)
are subsumed under the term FASD. When signs of brain damage appear
following fetal alcohol exposure in the absence of other indications of
FAS, the condition is termed "alcohol related neurodevelopmental disorder"
(ARND)(11).
Evolution of the Concept of FAS
Some of the earliest literature available on maternal
alcohol consumption and adverse birth defects dates back to the period of
Aristotle(12). It has also been mentioned in the Bible(13). Later, it was
mentioned in England in the 1700s where several physician groups described
children of alcoholics as "weak, feeble, and distempered"(14) and "born
weak and silly . . . shriveled and old". The first good description on
adverse effects of alcohol on birth was by Sullivan in 1899 where he
described the offspring of alcoholic women imprisoned in England(15). He
concluded that these women produced children characterized by a pattern of
birth defects of increasing severity and higher rates of miscarriage;
there was a tendency for healthier infants to be born when gestation
occurred in prison (thus indicating abstinence as prevention). These
children were not productive members of society as they aged, and male
alcoholism was not a factor in producing the abnormalities. It was 70
years later that Lemoine of France in 1968 reintroduced the apparently
ignored, unrecognized, or misunderstood concept of adverse outcomes
resulting from fetal alcohol exposure. He studied more than 100 children
of women who drank heavily and documented many of the physical and
behavioral patterns among those children but did not present any
definitive diagnostic criteria for diagnosing FAS or FASD. Later, in 1973,
Jones, Smith, and colleagues were the first to describe in detail the
consistent pattern of malformations among children of mothers with
significant prenatal alcohol intake and to provide diagnostic criteria for
the condition they termed FAS.
Epidemiology
There are three kinds of epidemiological studies in
FASD
·
Passive surveillance systems
· Clinic-based
studies; and
· Active case
ascertainment approaches.
The passive system, which use existing record
collections in a particular geographical catchment area (e.g., a
town or state), yields much lower numbers than those from other methods.
Active case ascertainment studies are unique in that they actively seek,
find, and recruit children who may have FAS within the population under
study, they generally yield the highest number of cases and rates of FAS
for a particular population. Clinic based studies are generally conducted
in prenatal clinics of large hospitals where researchers can collect data
from mothers as they pass through the various months of their pregnancies.
The prevalence of FAS varies from region to region. Thus, the overall
prevalence of FAS in the US from passive surveillance data is likely to be
between 0.5 and 2.0 per 1,000 births. Active ascertainment methods suggest
that FAS, ARBD, and ARND may affect 10 per 1,000 births (or 1 percent) or
more, depending on the specific diagnostic methods and criteria used(16).
The condition is better identified when children are examined at an early
age. For example, a comprehensive study of 818 first-grade students in 12
of the 13 elementary schools in a South African community revealed the
rate of 68.0-89.2 cases per 1000 births among children ages 5 to 9(17).
Table I provides prevalence data of FASD in a few
countries.
TABLE I
Prevalence of FASD
Country |
Prevalence/1,000 births |
US(16)* |
10.0 |
South Africa(17)* |
68.0-89.2 |
Russia(18)* |
141.0 |
Canada(19)# |
0.5 |
Italy(20)* |
120.0 |
* Active case ascertainment; # Passive surveillance
There is a trend towards an increase in the incidence
and prevalence of FAS, according to the Birth Defects Monitoring Program
of the Centers for Disease Control and Prevention, 1979-1992(21). No
prevalence data is available from Asian population.
Clinical Features
FAS denotes a specific pattern of malformations also
called as triad of FAS, with a confirmed history of maternal alcohol abuse
during pregnancy, they are prenatal onset of growth deficiency (length
and/or weight) that persists postnatally, a specific pattern of minor
anomalies of the face, and neurocognitive deficits(22).
Facial features: Three facial features (reduced
palpebral fissure length/inner canthal distance ratio, smooth philtrum,
and thin upper lip) are the cluster of features that differentiate
individuals with and without FAS with 100% accuracy(23). Other facial
features which can be present are short upturned nose, depressed nasal
bridge, hypo plastic maxilla, ear anomalies (low set ears, malformed ears,
"Railroad track" ear), palmar crease anomalies and micrognathia. Other
organ systems may also demonstrate malformations in individuals exposed to
alcohol prenatally(4,22).
Cardiac: Atrial septal defects, aberrant great
vessels, ventricular septal defects, tetralogy of Fallot.
Skeletal: Radioulnar synostosis, Klippel–Feil
Syndrome, hemivertebrae, camptodactyly, scoliosis, hypoplastic nails,
clinodactyly, shortened fifth digits, pectus excavatum and carinatum.
Renal: Aplastic kidneys, dysplastic kidneys,
ureteral duplications, hypoplastic kidneys, hydronephrosis, horseshoe
kidneys.
Ocular: Strabismus, refractive problems
secondary to small globes, retinal vascular anomalies.
Auditory: Conductive hearing loss, neurosensory
hearing loss.
Other: Numerous malformations have been found
in some patients with FASD. The etiologic specificity of most of these
anomalies to alcohol teratogenesis remains uncertain.
Neurocognitive deficits: Neuropsychological
impairments in FASD include lower IQ, achievement deficits, learning
problems(24), deficits in memory, attention, visual-spatial abilities,
declarative learning, processing speed(25) as well as language and motor
delays(26). Children and adults with FASD also have deficits in executive
functioning in the areas of cognitive flexibility, inhibition, planning,
strategy use, verbal reasoning, set-shifting, working memory, and
fluency(25). These children appear to be at increased risk for psychiatric
disorders, trouble with the law, alcohol and other drug abuse, and other
maladaptive behaviors. They are more likely than non-alcohol-exposed
children to be rated as hyperactive, disruptive, impulsive, or delinquent.
They also suffer from poor socialization and communication skills and are
less likely to be living independently. Among FASD children, 48% of them
have ADHD as co- morbidity(27).
Pathogenesis
Not every child whose mother drank alcohol during
pregnancy develops FAS or ARND. Moreover, the degrees to which people with
FAS or ARND are impaired differs from person to person. Factors
contributing to this variation include maternal drinking pattern,
difference in maternal metabolism of alcohol, difference in genetic
susceptibility, timing of the alcohol consumption during pregnancy, and
variations in the vulnerability of different brain regions.
In developing organisms, a readily observable condition
that results from ethanol exposure is excessive cell death(29). It appears
that ethanol triggers apoptotic neurodegeneration by a dual mechanism
(blockade of NMDA glutamate receptors and excessive activation of GABA A
receptors). With respect to the typical facial features of FAS and the CNS
abnormalities that develop concurrently, cellular loss at the rostral
boundary of the preclosure forebrain and of the corresponding cell
population that makes up the immediately postclosure telencephalic midline
appears to be a key mechanism(30). This population of cells is now termed
the anterior neural ridge (ANR) and is known to act during gastrulation
and early postgastrulation stages as an organizer for the prosencephalon.
Of particular note with respect to FAS is that the epithelium that lines
the nasal cavities (i.e., that associated with the medial nasal
prominences of the developing face), as well as the commissural plate of
the telencephalon form from this progenitor population, a population that
is particularly vulnerable to ethanol-induced cell death(31). In the
presence of the typical FAS face, it is expected that this results from
early loss of the commissural plate. In addition to the ANR, other cell
populations of the embryonic face and brain are sensitive to
ethanol-induced cell death. These populations include the neural crest,
epibranchial placodes, and subpopulations of the otic placodes or
vesicles(30). Depending on whether exposure occurs during the early, mid
or late phase of synaptogenesis, ethanol triggers different patterns of
neuronal deletion, each pattern having the potential to give rise to its
own unique constellation of neurobehavioral disturbances. This mechanism
has the potential to contribute to a wide spectrum of neuropsychiatric
disorders. The CNS (neurobehavioral) effects are very likely triggered in
the third trimester by a transmitter disruption mechanism, a mechanism
that is only operative when synaptic connections are being established and
which, therefore, could not possibly be operative in the first trimester.
Imaging
Magnetic Resonance Imaging (MRI) of the affected
children shows decrease in the over-all size of the brain of FAS children.
The main areas affected in brain are the basal ganglia, corpus callosum,
cerebellum, and hippocampus(32). Single Photon Emission Computed
Tomography (SPECT) imaging in FAS children exhibited similar metabolic
activity in both hemispheres of the brain which supports the findings of
verbal or language deficits in FAS children(33). A functional MRI (fMRI)
study revealed activation in an area called the dorsolateral prefrontal
cortex in the FAS subjects but not in control subjects(34). This suggests
working memory deficit.
Course and Outcome
Many children with FASD show continued behavioral
problems, psychiatric comorbidity and drug related problems. A study done
by Streissguth(35) assessed life outcomes of the Seattle cohort (all the
FAS patients evaluated in FAS Diagnostic and Prevention Network,
University of Washington, Seattle) during adolescence and adulthood using
a Life History Interview with knowledgeable informants. These
investigators found that prevalence rates of life-term adverse outcomes in
this cohort were high, with 61% having had disrupted school experiences,
60% trouble with the law, 50% confinement, 49% inappropriate sexual
behaviors, and 35% alcohol and drug problems. Those children receiving the
diagnosis of FAS or FAE (fetal alcohol effects) at an earlier age and
living in a stable and good home environment were associated with better
life outcomes. Thus, these results suggest that postnatal environment
directly and indirectly (through deficient cognitive functioning)
influences behavioral outcomes.
Assessments
·
Assessments of physical deficits
·
IQ measures, achievement testing, and specific screening for learning
disabilities
·
Attention, verbal learning and recall, verbal memory, auditory memory,
spatial memory, auditory processing and verbal processing
·
Executive functioning abilities
·
Functional issues (cognition-based difficulties and emotion-related
difficulties) related to deficits in executive functioning.
Interventions
Emphasis should be on primary prevention strategies.
For the children who are already exposed to alcohol during pregnancy,
treatment will be identifying the above mentioned problem areas and
handling them appropriately. Some of the interventions include the
following(36) (i) environmental structuring (functional routines
and structured teaching); (ii) visual structuring; (iii)
specific task structuring; (iv) cognitive control therapy
(progressive skill-building intervention process); and (v)
recognize and regard the hopes, wishes, and desires of families to hold
for their children with FAS.
If any medical, neurological or psychiatric problems
are identified during the course of assessment, than handling those
according to whatever current guidelines are available for that particular
disorder. Care should be taken that as already there is damage to brain,
medications have to be started at low doses and built up slowly. Animal
studies have shown that choline supplementation can alter brain
development following a developmental insult(37), like wise studies on
medical management specific to FASD are coming up but are still at
infantile stage.
Why is This Condition Important?
FASD is the one of the preventable causes of
intellectual dysfunction and behavioral problems. Alcohol prevalence is on
the increasing trend among women. Most women who come to either obstetrics
and gynecology department, pediatric and medicine department will not
spontaneously reveal the history of alcohol consumption because of stigma
associated with women and alcohol(38). So efforts should be made to elicit
substance use history in women, especially in those who are in the
reproductive age and mothers of children who have intellectual and
behavioral problems. As there is no known safe amount of alcohol
consumption during pregnancy, the American Academy of Pediatrics
recommends abstinence from alcohol for women who are pregnant or who are
planning a pregnancy.
Key Messages
• Prevalence of alcohol consumption among women
in India is ~ 5.8% in general population.
• There is no known safe amount of alcohol
consumption during pregnancy.
• Neurocognitive and behavioural deficits can be
present in the absence of typical physical features.
• Fetal alcohol spectum disorder is a preventable
cause of intellectual dysfunction and behavioral problems. |
Funding: None.
Competing Interests: None stated.
References
1. Wilsnack RW, Wilsnack SC, Obot IS. Why study gender,
alcohol and culture? In: Obot IS, Room R, eds. Alcohol, gender and
drinking problems (GENACIS): Perspectives from low and middle income
countries. Geneva; World Health Organization: 2005. p.1-23.
2. Murthy NV, Benegal V, Murthy P. Alcohol dependent
females: a clinical profile. Available at:
http://www.nimhans.kar.nic.in/deaddiction/lit/Female%20Alcoholics.pdf.
Accessed on May 7, 2008.
3. Jones KL, Smith DW, Ulleland CN, Streissguth P.
Pattern of malformation in offspring of chronic alcohol mothers. Lancet
1973; 1: 1267-1271.
4. Clarren S K, Smith DW. The fetal alcohol syndrome:
medical progress. N Engl J Med 1978; 298: 1063- 1067.
5. Wilsnack SC, Wilsnack RW, Hiller-Sturmhofel S. How
women drink: epidemiology of women’s drinking and problem drinking.
Alcohol Health Res World 1994; 18: 173-181.
6. May PA, Gossage JP, Brooke LE, Snell CL, Marais AS,
Hendricks LS, et al. Maternal risk factors for fetal alcohol
syndrome in the Western Cape province of South Africa: a population-based
study. Am J Public Health 2005; 95: 1190-1199.
7. Abel EL. Fetal Alcohol Abuse Syndrome. New York, NY:
Plenum Press; 1998.
8. Maier SE, West JR. Drinking patterns and
alcohol-related birth defects. Alcohol Res Health 2001; 25: 168-174.
9. Benegal V, Nayak M, Murthy P, Chandra P, Gururaj G.
Women and alcohol use in India. In: Obot IS, Room R, eds. Alcohol,
Gender and Drinking Problems (GENACIS): Perspectives from Low and Middle
Income Countries. Geneva; World Health Organization: 2005. p 89-123.
10. Mohan D, Anita C, Ray R, Sethi H. Alcohol
consumption in India; A cross sectional study. In: Room R, Demers
A, editors. Survey of Drinking Patterns and Problems in Seven Developing
Countries. Geneva: World Health Organization; 2001. p. 103-114.
11. Stratton K, Howe C, Battaglia FC. Fetal Alcohol
Syndrome: Diagnosis, Epidemiology, Prevention, and Treatment. Washington,
DC: Institute of Medicine, National Academy Press; 1996.
12. Krous HF. Fetal alcohol syndrome: a dilemma of
maternal alcoholism. Pathol Ann 1981; 16: 295-311.
13. Holy Bible: New International Version, 1978.
14. Royal College of Physicians of London. Annals.
Royal College of Physicians, London, England; 1726. p.253.
15. Calhoun F, Warren K. Fetal alcohol syndrome:
historical perspectives, a review. Neurosci Biobehav Rev 2007; 31:
168-171.
16. May PA, Gossage JP. Estimating the prevalence of
fetal alcohol syndrome: a summary. Alcohol Res Health 2001; 25: 159-167.
17. May PA, Gossage JP, Marais AS, Adnams CM, Hoyme HE,
Jones KL, et al. The epidemiology of fetal alcohol syndrome and
partial FAS in a South African community. Drug Alcohol Depend 2007; 88:
259-271.
18. Warren KR, Calhoun FJ, May PA, Viljoen DL, Li TK,
Tanaka H, et al. Fetal alcohol syndrome: an international
perspective. Alcohol Clin Exp Res 2001; 25: 202S-206S.
19. Habbick BF, Nanson JL, Snyder RE, Casey RE,
Schulman AL. Fetal alcohol syndrome in Saskatchewan : unchanged incidence
in a 20-year period. Can J Public Health 1996; 87: 204-207.
20. Ceccanti M, Spagnolo AP, Tarani L, Attilia LM,
Chessa L, Mancinelli R, et al. Clinical delineation of fetal
alcohol spectrum disorders (FASD) in Italian children: comparison and
contrast with other racial/ethnic groups and implications for diagnosis
and prevention. Neurosci Biobehav Rev 2007; 31: 270-277.
21. Cordero JF, Floyd RL, Martin ML, Davis M, Hymbaugh
K. Tracking the prevalence of FAS. Alcohol Health Res World 1994; 18:
82-85.
22. Hoyme HE, May PA, Kalberg WO, Kodituwakku P,
Gossage JP, Trujillo PM, et al. A practical clinical approach to
diagnosis of fetal alcohol spectrum disorders: clarification of the 1996
institute of medicine criteria. Pediatrics 2005; 115: 39-47.
23. Astley SJ, Clarren SK. A case definition and
photographic screening tool for the facial phenotype of fetal alcohol
syndrome. J Pediatr 1996; 129: 33-41.
24. Streissguth AP, Barr HM, Sampson PD, Bookstein FL.
Prenatal alcohol and offspring development: The first fourteen years. Drug
Alcohol Depend 1994; 36: 89-99.
25. Olson HC, Feldman JJ, Streissguth A P, Olson HC,
Feldman JJ, Streissguth AP, et al. Neuropsycho-logical deficits in
adolescents with fetal alcohol syndrome: clinical findings. Alcohol Clin
Exp Res 1998; 22: 1998-2012.
26. Mattson SN, Riley EP. A review of the
neurobehavioral deficits in children with Fetal Alcohol Syndrome or
prenatal exposure to alcohol. Alcohol Clin Exp Res 1998; 22: 279-292.
27. Burd L, Carlson C, Kerbeshian J. Fetal alcohol
spectrum disorders and mental illness. Special issue on neuropsychological
effects of alcohol use and misuse. Int J Disabil Human Dev 2007; 6:
383-396.
28. Goodlett CR, Horn KH. Mechanisms of alcohol-induced
damage to the developing nervous system. Alcohol Res Health 2001; 25:
175-184.
29. Kotch LE, Sulik KK. Patterns of ethanol-induced
cell death in the developing nervous system of mice: neural fold states
through the time of anterior neural tube closure. Int J Dev Neurosci 1992;
10: 273-279.
30. Dunty WC Jr, Chen SY, Zucker RM, Dehart DB, Sulik
KK. Selective vulnerability of embryonic cell populations to
ethanol-induced apoptosis: impli-cations for alcohol-related birth defects
and neurodevelopmental disorder. Alcohol Clin Exp Res 2001; 25: 1523-1535.
31. Sulik KK. Genesis of alcohol-induced craniofacial
dysmorphism. Exp Biol Med 2005; 230: 366-375.
32. Mattson SN, Schoenfeld AM, Riley EP. Teratogenic
effects of alcohol on brain and behavior. Alcohol Res Health 2001; 25:
185-191.
33. Riikonen R, Salonen I, Partanen K, Verho S. Brain
perfusion SPECT and MRI in fetal alcohol syndrome. Dev Med Child Neurol
1999; 41: 652-659.
34. Connor PD, Mahurin R. A preliminary study of
working memory in fetal alcohol damage using MRI. J Int Neuropsychol Soc
2001; 7: 206.
35. Streissguth AP, Bookstein FL, Barr HM, Streissguth
AP, Bookstein FL, Barr HM, et al. Risk factors for adverse life
outcomes in fetal alcohol syndrome and fetal alcohol effects. J Dev Behav
Pediatr 2004; 25: 228-238.
36. Kalberg WO, Buckley D. FASD: What types of
intervention and rehabilitation are useful? Neurosci Biobehav Rev 2007;
31: 278-285.
37. Thomas JD, Biane JS, O’Bryan KA, O’Neill TM,
Dominguez HD. Choline supplementation following third-trimester-equivalent
alcohol exposure attenuates behavioral alterations in rats. Behav Neurosci
2007; 121: 120-130.
38. Blume SB. Women, alcohol and drugs. In Miller NS.
Comprehensive Handbook of Drug and Alcohol Addiction. New York: Marcel
Dekker; 1991. p. 147-177. |
|
|
|